SEC Files Complaint Alleging Hedge Fund Manager Failed To Maintain And Enforce Adequate MNPI Policies And Procedures To Separate Public And Private Side Employees

Published on December 24, 2024

guidance for investment advisers and broker-dealers alike. Links & Downloads SEC v. Silverpoint Capital L.P. SEC v. Silverpoint Capital L

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Northern District Of California Certifies Securities Class Action Based On Damages Model That Accounted For Varied Price Impact That Correlated With Plaintiffs’ Leakage Theory

December 24, 2024
leaving the majority shareholder hedge fund and two directors appointed to the Company board by the fund as defendants. The Court, which

European Securities and Markets Authority publishes Q&As on application of guidelines on funds' names using environmental, social, and governance or sustainability-related terms

December 24, 2024
under the European Green Bonds Regulation will not be caught by the investment restrictions which prevent funds that use ESG-related terms